latestOpenAPI 3.0.02026-08-2010141507.9 KB

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SEC Filings

Search filings

Free Starter Stock ETF Pro

Returns SEC filings for a company, optionally filtered by form type or 8-K event type. Results are paginated and restricted by your subscription tier's historical data limit.

8-K Event Filtering: Use the event parameter to filter 8-K filings by event type (automatically implies type=8-K). Each 8-K filing includes both raw items (SEC item codes) and developer-friendly events (enum names).

Item Extraction: The items array lists extracted section identifiers for all form types (10-K, 10-Q, 20-F, 8-K, S-1). Use /api/filings/item to retrieve the full content of any listed item.

The documents array contains slide/exhibit image filenames (JPG, PNG, GIF, PDF) extracted from the filing. To build a document URL, replace the filename at the end of the filing url with the document filename.

Example: Filing URL .../d230399d8k.htm + document g230399ex99_2p10g1.jpg.../g230399ex99_2p10g1.jpg

get/api/filings

Query parameters

symbolstring

Stock ticker symbol. Identify the entity by exactly one of: symbol, cik, cusip, composite_figi, or share_class_figi. At least one is required.

cikinteger

SEC Central Index Key (CIK).

cusipstring

CUSIP identifier (9 characters).

composite_figistring

Composite OpenFIGI identifier.

share_class_figistring

Share-class OpenFIGI identifier.

type'10-K' | '10-Q' | '20-F' | '8-K' | 'DEF 14A' | 'DEFA14A' | '13D' | '13G' | '3' | '4' | '5' | '13F-HR' | 'NPORT-P' | 'N-CEN' | 'EFFECT' | '25-NSE' | 'ARS'

SEC filing form type.

SEC form type to filter by. If omitted, all filing types are returned. Ignored when event is provided (event implies type=8-K).

TypeDescription
10-KAnnual report
10-QQuarterly report
20-FAnnual report for foreign private issuers
8-KCurrent report (key events)
DEF 14AProxy statement
DEFA14AAdditional proxy solicitation materials
13DBeneficial ownership (>5%, active)
13GBeneficial ownership (>5%, passive)
3Insider initial ownership
4Insider ownership changes
5Insider annual summary
13F-HRInstitutional holdings (quarterly)
NPORT-PFund portfolio holdings (monthly)
N-CENFund annual census report
EFFECTSEC notice of registration effectiveness (the first EFFECT per company is its IPO date)
25-NSEExchange-filed notification of removal from listing (authoritative delisting; the signatureDate is the official delisting date)
ARSAnnual Report to Shareholders (glossy/narrative companion to the 10-K)
event'material_agreement' | 'agreement_termination' | 'bankruptcy' | 'mine_safety' | 'acquisition_disposition' | 'earnings' | 'debt_obligation' | 'debt_acceleration' | 'restructuring' | 'impairment' | 'delisting' | 'unregistered_sale' | 'rights_modification' | 'auditor_change' | 'restatement' | 'control_change' | 'officer_change' | 'bylaws_amendment' | 'trading_suspension' | 'ethics_amendment' | 'shell_status_change' | 'shareholder_vote' | 'shareholder_nomination' | 'abs_material' | 'servicer_change' | 'credit_enhancement' | 'distribution_failure' | 'securities_act_update' | 'reg_fd' | 'other' | 'financial_exhibits'

Material event category extracted from an 8-K filing.

Filter 8-K filings by event type. Automatically implies type=8-K.

EventSEC ItemDescription
earnings2.02Earnings results
officer_change5.02Officer or director departure/appointment
material_agreement1.01Entry into material definitive agreement
acquisition_disposition2.01Acquisition or disposition of assets
control_change5.01Change in control of registrant
restatement4.02Financial restatement
bankruptcy1.03Bankruptcy or receivership
restructuring2.05Exit or disposal activities
reg_fd7.01Regulation FD disclosure
other8.01Other events
financial_exhibits9.01Financial statements and exhibits
pageinteger

Page number (1-indexed)

pageSizeinteger

Number of filings per page

Response

Paginated list of SEC filings

pageinteger
pageSizeinteger
totalPagesinteger
totalResultsinteger

Example response

{
  "page": 1,
  "pageSize": 25,
  "totalPages": 8,
  "totalResults": 189,
  "data": [
    {
      "type": "8-K",
      "accessionNumber": "0000320193-23-000106",
      "url": "https://www.sec.gov/Archives/edgar/data/320193/000032019323000106/aapl-20230930.htm",
      "dateFiled": "2023-11-02",
      "xbrl": true,
      "periodEndDate": "2023-09-30",
      "documents": [
        "g230399ex99_2p1g1.jpg",
        "g230399ex99_2p2g1.jpg"
      ],
      "title": "APPLE INC ANNUAL REPORT 2023",
      "items": [
        "1",
        "1A",
        "7",
        "7A",
        "8"
      ],
      "events": [
        "earnings",
        "financial_exhibits"
      ]
    }
  ]
}