GET /stocks/filings/vX/form-3 — polygon-api

latestOpenAPI 3.0.32026-08-101461131.1 MB

ad6f143e43aa

benzinga9

crypto:aggregates7

crypto:last:trade1

crypto:open-close1

crypto:snapshot4

crypto:trades2

etfglobal5

fable2

fed4

financials4

futures:aggregates1

fx:aggregates7

fx:conversion1

fx:last:quote1

fx:quotes1

fx:snapshot3

fx:trades1

global_crypto1

global_forex1

indices:aggregates6

indices:snapshot1

options:aggregates6

options:last:trade1

options:open-close1

options:quotes1

options:snapshot2

options:trades1

reference14

reference:conditions1

reference:dividends1

reference:exchanges1

reference:news1

reference:options:contract1

reference:options:contracts:list1

reference:related:companies1

reference:sec:filing1

reference:sec:filing:file1

reference:sec:filing:files1

reference:sec:filings1

reference:stocks2

reference:stocks:ipos1

reference:stocks:market2

reference:tickers:get2

reference:tickers:list1

reference:tickers:types1

stocks:aggregates7

stocks:last:quote1

stocks:last:trade1

stocks:open-close2

stocks:quotes2

stocks:snapshot3

stocks:trades2

tmx1

us_futures8

us_options3

us_stocks_all2

us_stocks_reference3

reference

SEC Form 3 filings reporting initial statements of beneficial ownership of securities. Filed by corporate insiders (directors, officers, and 10%+ shareholders) when they first acquire a position.

get/stocks/filings/vX/form-3

Query parameters

issuer_cikstring

SEC Central Index Key of the issuer company (10 digits, zero-padded).

issuer_cik.any_ofstring

Filter equal to any of the values. Multiple values can be specified by using a comma separated list.

owner_cikstring

SEC Central Index Key of the reporting owner (10 digits, zero-padded).

owner_cik.any_ofstring

Filter equal to any of the values. Multiple values can be specified by using a comma separated list.

tickersstring

Filter for arrays that contain the value.

tickers.all_ofstring

Filter for arrays that contain all of the values. Multiple values can be specified by using a comma separated list.

tickers.any_ofstring

Filter for arrays that contain any of the values. Multiple values can be specified by using a comma separated list.

form_typestring

SEC form type ('3' for initial filing, '3/A' for amendments).

filing_datestring

Date when the filing was submitted to the SEC (formatted as YYYY-MM-DD). Value must be formatted 'yyyy-mm-dd'.

filing_date.gtstring

Filter greater than the value. Value must be formatted 'yyyy-mm-dd'.

filing_date.gtestring

Filter greater than or equal to the value. Value must be formatted 'yyyy-mm-dd'.

filing_date.ltstring

Filter less than the value. Value must be formatted 'yyyy-mm-dd'.

filing_date.ltestring

Filter less than or equal to the value. Value must be formatted 'yyyy-mm-dd'.

limitinteger

Limit the maximum number of results returned. Defaults to '100' if not specified. The maximum allowed limit is '10000'.

sortstring

A comma separated list of sort columns. For each column, append '.asc' or '.desc' to specify the sort direction. The sort column defaults to 'filing_date' if not specified. The sort order defaults to 'desc' if not specified.

Response

A list of results.

next_urlstring

If present, this value can be used to fetch the next page.

request_idstring required

A request id assigned by the server.

status'OK' required

The status of this request's response.