latestOpenAPI 3.0.22026-08-1451965.7 KB

f5a72ed18934

SEC enforcement

Search SEC enforcement actions by defendant

Search SEC enforcement actions by defendant name (substring, fuzzy via trigram index) + optional date range.

At least one of defendant, parent_name, or since must be provided -- an unbounded query returns the full corpus, which is discouraged on a metered endpoint.

Pagination: limit (max 200) + offset (max 10000). For larger sweeps, use the weekly snapshot's sec_action_detail.parquet.

get/v1/sec-actions

Query parameters

defendantstring

Substring match on the SEC defendant string (case-insensitive). Powered by a trigram index on the normalized form. Match against the original release title; multi-defendant cases match if any one defendant contains the substring.

Substring match on the SEC defendant string (case-insensitive). Powered by a trigram index on the normalized form. Match against the original release title; multi-defendant cases match if any one defendant contains the substring.

parent_namestring

Filter to actions resolved to this parent company (exact match on the canonical parent_name in dbt/seeds/parent_companies.csv). Useful for clients deduping against the parent-attributed twin in /v1/employers/{id} -- a NULL filter returns only unattributed actions (the ones not visible on any employer profile).

Filter to actions resolved to this parent company (exact match on the canonical parent_name in dbt/seeds/parent_companies.csv). Useful for clients deduping against the parent-attributed twin in /v1/employers/{id} -- a NULL filter returns only unattributed actions (the ones not visible on any employer profile).

sincestring

ISO date (YYYY-MM-DD). Returns actions on or after this date.

ISO date (YYYY-MM-DD). Returns actions on or after this date.

untilstring

ISO date (YYYY-MM-DD). Returns actions on or before this date.

ISO date (YYYY-MM-DD). Returns actions on or before this date.

limitinteger
offsetinteger

Headers

X-Api-Keystring

Response

Successful Response

{"stackTrail":"paths:/v1/sec-actions:get:responses:200:content:application/json:schema","oasType":"schema","type":"unknown"}