1c983de099e2
US Equities OTC Market Compliance Data
The U.S. Equities OTC Market Compliance dataset provides comprehensive reference and compliance information for the full universe of U.S. over-the-counter (OTC) equity securities, covering approximately 22,000 instruments. The dataset includes core security attributes such as ticker symbol and security name, along with key OTC-specific compliance classifications. These include penny stock status, OTC recommendation rule exemptions, OTC marketplace and tier designation, Caveat Emptor status, company reporting standard, shell company status, shares outstanding, and the number of market participants. For cross-vendor interoperability, each security is also supplemented with a FIGI identifier. This dataset is designed to support regulatory monitoring, compliance workflows, risk controls, and security master enrichment for OTC-traded equities, where regulatory attributes and disclosure status materially affect trading eligibility and risk assessment. Data is available starting November 2024
For more details, please refer to the dataset documentation: US Equities OTC Market Compliance Data Guide.
<details> <summary>**Advanced Filtering**</summary>You can provide one or multiple filter expressions based on the dataset's columns to narrow down the results. For example, StartDate.gt=2023-01-01&StartDate.lt=2023-12-31, Ticker=AAPL.
Please refer to the <a href="https://algoseek.com/docs/rest-api/tutorial/advanced-filtering">Advanced Filtering Guide</a> for the extensive reference.
</details>Path parameters
Dataset's security identifier
Dataset's security identifier
Query parameters
A string representing the time period for which to retrieve data. The format and accepted values depend on the dataset. If not provided, data for all available periods will be returned.
A string representing the time period for which to retrieve data. The format and accepted values depend on the dataset. If not provided, data for all available periods will be returned.
Sorting criteria for the results. Provide a column name with optional prefix '+' for ascending order, or prefix with '-' for descending order. Multiple sorting fields may be supported depending on the dataset. If sort prefix is not provided, the ascending order is applied.
Sorting criteria for the results. Provide a column name with optional prefix '+' for ascending order, or prefix with '-' for descending order. Multiple sorting fields may be supported depending on the dataset. If sort prefix is not provided, the ascending order is applied.
A comma-separated list of columns to include in the response. Use this parameter to select only specific fields from the dataset. If not provided, all available columns will be returned.
A comma-separated list of columns to include in the response. Use this parameter to select only specific fields from the dataset. If not provided, all available columns will be returned.
Number of records to skip before returning results. To be used with the limit parameter for pagination. If not provided, defaults to 0.
Number of records to skip before returning results. To be used with the limit parameter for pagination. If not provided, defaults to 0.
Maximum number of records to return. Default and maximum values depend on the response format; see format_limits in the schema for details.
Maximum number of records to return. Default and maximum values depend on the response format; see format_limits in the schema for details.
Note the lowercase which is used for the consistency with other projects and tools
The type of the data to return
Response
JSON, CSV file, or gzip-compressed CSV file, depending on the value of response_format query parameter
Example response
{
"data": [
{
"TradeDate": "2026-01-09",
"SecId": 15,
"CompId": 36930,
"Ticker": "ELUXY",
"FIGI": "BBG000BN8276",
"ShareClassFIGI": "BBG001SCG119",
"CompanyName": "AB Electrolux",
"SecurityName": "AB ELECTROLUX B S/ADR",
"Venue": "OTC Link",
"SecurityType": "American Depository Receipts",
"SecurityClass": "B",
"CaveatEmptor": "N",
"OTCTier": "Pink Limited",
"OTCTierId": 21,
"ReportingStandard": "International Reporting",
"SecurityStatus": "A",
"ProprietaryQuoteEligible": "Y",
"PennyStockExempt": "Y",
"PSPriceExemption": "Y",
"PreviousClosingInsideBid": 14.12,
"PreviousLastTrade": 13.72,
"InvestmentCompanyExemption": "N",
"PSQualifiedFinancials": "N",
"NetTangibleAssetsExemption": "N",
"NetTangibleAssets": "1378000000",
"NetTangibleAssetsPED": "2006-12-31",
"AverageRevenueExemption": "N",
"AverageRevenue": "0",
"OTCRecRuleExempt": "N",
"OTCRecRulePriceExemption": "N",
"OTCRecRuleQualifiedFinancials": "N",
"OTCRecRuleAssetExemption": "N",
"TotalAssets": "9652000000",
"ShareholderEquity": "1928000000",
"LastBalanceSheetPED": "2006-12-31",
"LastIncomeStatementPED": "2006-12-31",
"OTCRecRuleBankExemption": "N",
"144AInformationAvailable": "N",
"144A12g32bExemption": "N",
"144AFinancialDataExemption": "N",
"LastAnnualBalanceSheetPED": "2006-12-31",
"FiscalYearEnd": 3112,
"FilingCycle": "Q",
"LastReportDate": "20070621",
"LastReportType": "20-F",
"12g32bExemptStatus": "N",
"Bankruptcy": "N",
"Shell": "N",
"BankThrift": "N",
"AuditedFinancials": "Y",
"MarketParticipants": 13,
"20DayAvgVolume": 2126,
"30DayAvgVolume": 2056,
"LastSplitDate": "1970-01-01",
"PreviousSplitDate": "1970-01-01",
"HomeMarketTradingTicker": "ELUX.B",
"HomeMarketTradingVenue": "Nasdaq OMX Nordic Exchange Stockholm",
"HomeMarketTradingVenueTier": "No Tier",
"SharesOutstanding": "286900000",
"SharesOutstandingAsOfDate": "2021-12-31",
"TransferAgentVerified": "N",
"CompanyProfileVerified": "N",
"CompanyProfileVerifiedAsOfDate": "1970-01-01",
"TransferAgent": "BNY",
"TierAbbreviation": "PL",
"UNSQuoteOnly": "N",
"OTCLinkECNEligibleFlag": "Y",
"DisclosureStatus": "Limited Information",
"ProprietaryQuoteEligibleEntryReasonCodes": "22",
"DeterminationDates": "20260109",
"GracePeriod": "N",
"GracePeriodAnticipatedEndDate": "1970-01-01",
"211ShellFlag": "N",
"211ShellAsOfDate": "1970-01-01",
"211ShellDaysRemaining": "0"
}
],
"pagination": {
"limit": 1000,
"next_offset": 2000,
"offset": 1000
}
}