SEC-registered + Exempt Reporting investment advisers

List of investment advisers registered with SEC plus Exempt Reporting Advisers (ERAs). Filters: firm_type (registered / exempt), country (ISO country name e.g. 'United States'), has_hedge_funds (true if any hedge funds in private fund struct), aum_min (Total RAUM threshold in USD). Source: SEC monthly bulk Form ADV summary (Items 1, 5, 7B, 11). 23K+ firms, refreshed monthly.

firm_typestring nullable

Filter to registered or exempt only.

countrystring nullable

ISO country name (e.g. 'United States').

has_hedge_fundsboolean nullable

Filter to advisers managing >=1 hedge fund.

aum_mininteger nullable

Minimum Total RAUM in USD.

limitinteger

Response

Filtered list of investment adviser profiles.

Example response

{
  "meta": {
    "endpoint": "/api/v1/fred/us/cpi",
    "data_time": "2026-04-16T14:30:00Z",
    "response_time": "2026-04-16T14:30:12Z",
    "provider": "Sugra API v1.0.1",
    "source": "sugra_crypto",
    "attribution": "Short interest and Reg SHO daily short volume data is owned by and sourced from FINRA (Financial Industry Regulatory Authority).",
    "fallback_chain": [
      "sugra_crypto",
      "sugra_finance"
    ]
  }
}

v5

SEC-registered + Exempt Reporting investment advisers

Query parameters

Response

Example response